The
Phenomenological Deficit of Critical Theory and the Future of Liberation
Pontifical Catholic University (PUCRS)
Porto Alegre, Brazil
Keywords: Critical Theory, Latin America, Liberation Philosophy, Phenomenology, Philosophy of Race
PDF version: "Towards a Phenomenology of Liberation" (APA Newsletter Fall 2010)
Philosophy Dept. University of Oregon, January, 2010
Abstract: The article argues that the fate
of democracy and the future of liberationist thought in Latin America are bound
to a self-understanding of the correlative concepts of race, ethnicity, and
cultural identity. In order to recast a Latin American philosophy of
liberation, we must revisit thus autochthonous accounts of Marxist analysis and
critical theory in their very genesis and phenomenological production of
meanings.
Key words: critical theory, Latin American
democracy, liberation, phenomenology, race theory
Resúmen: El artículo sostiene que el destino de la democracia y el futuro del pensamiento de la liberación en América Latina dependen de una auto-comprensión de los conceptos correlativos de raza, etnicidad y identidad cultural. Con el fin de reformular una filosofía latinoamericana de la liberación, es necesario volver a versiones nativas del análisis marxista y de la teoría crítica en su propia génesis y producción fenomenológica de significados.
Palabras
clave: democracia en Latinoamérica, fenomenologia, liberación, teoría de la raza, teoría
crítica
I. Let me begin with a couple of quotes from European
travelers in Latin America. The first one stems from a French traveler, Louis
Agassiz, who went to Brazil in 1865 on a scientific expedition:
"Let any one who doubts the evil of this mixture
of races, and is inclined, from a mistaken philanthropy, to break down all barriers
between them, come to Brazil.
The second quotation comes from Swedish travel writer
Fredrika Bremer's 1851 journal during her stay in Cuba:
"I am told here that nothing but severity will
answer in the treatment of slaves; that they always must know that the whip is
over them; that they are ungrateful people... It is amid circumstances such as
these that one may become enamored of the ideal communities of socialism, and when
men such as [Amos Bronson] Alcott seem like the saviors and high-priests of the
earth... How beautiful appear to me associated brotherhoods on the earth, with
all their extravagance of love, when compared with a social state in which
human powers are so awfully abused, and human rights trampled under foot!"
(apud Hahner, 1998, p. 76f.)
The contrasting views expressed here typically
highlight the Eurocentric approach to the problem of the Latin American Other,
either to depreciate the Native, indigeneous
peoples, enslaved Africans, and mixed-race inhabitants of the subcontinent or
to thematize the Other of imperial domination and colonial conquests. Hence,
like Maria Graham, Flora Tristan, and other European women who traveled to
Latin America in the 19th century, Bremer succeeds in critically overcoming
what Mary Louise Pratt has dubbed the "imperial eyes" model and its
self-other dichotomies, as their travel writings unveil an interesting
cross-fertilization of class, race, and gender perspectives, paving the way for
transculturation, hybrid cultures, and the hopes for egalitarianism, mutual
recognition, and the celebration of diversity in the very search for cultural
identity. (Pratt, 1992)
A Latin American phenomenology of liberation will seek
precisely to rescue these race-gender correlates which were somewhat neglected
or downplayed by the original, first-generation writings on liberation, so as
to pave the way for the future of liberation and deliver its promises of
emancipatory democracy. While critical race theory started from a critique of
liberalism (Delgado and Stefancic, 2000), its US American-oriented analyses have inevitably
been also targeted by Latin American liberationist thinkers, even as they tend
to get closer to a critical-theoretical account of liberation. In this sense,
critical race theory stands somewhat closer to critical legal studies than to
liberationist approaches to critical theory in Latin America, in spite of the
Marxian-inspired class reductionisms that tend to eclipse race and gender
conflicts in the latter.(Unger, 1986). In this brief paper, I am not as much
interested in revisiting the archeology of race theories in Latin America as
calling into question some North Atlantic, paternalist approaches to Latino and
Hispanic identity overall and the rendering of Latin American philosophy as
just another Department of State scholarly accomplishment. After all, as Gracia
remarked, "Latinos and non-Latinos belong to different social groups, but
these groups are not homogeneous and should not be regarded as foreign to each
other," insofar as "they are not like nations." (Gracia, 2008,
p. 210) Therefore, in this paper I am rather focusing on the Latin American
recasting of a critical-theoretical account of liberation that takes the phenomenology
of sociality and the social phenomena of
racism, racialization, and race relations seriously. Even though Latin American
Liberation Philosophy has systematically dealt with the question of the Other
from its beginnings in the 1970s, the preferential option for the poor and the
Marxist analysis employed by liberation theologians and philosophers in the
1960s throughout the 70s and 80s tended to eclipse gender, racial, ethnic, and
environmental issues, which only came to the fore in the 90s and in this new
century. Witness the developments of public discussions and debates on the
scope of liberationist thought which have been taking place in different
editions of the World Social Forum from 2001 through 2010. The shift from
economic determinism towards cultural, social, and ecological analyses that
take into account problems of race, ethnicity, gender, environment, and
sustainability broadly construed characterizes the kind of phenomenological,
perspectival approach to Latin American philosophy that I am proposing here. I
am thus dividing my brief presentation on Latin American Philosophy in three
main axes, namely, Philosophy of Race, Liberation Philosophy, and Critical
Theory. Let me formulate, from the outset, the guiding thesis of this essay: the
fate of democracy and the future of liberation in Latin America are bound to our own self-understanding of the
correlative concepts of race, ethnicity, and cultural identity –and as much
could be said of the gender and environmental correlated conceptions. This is
both an empirical, historical constatation and a normative statement, and even
though I cannot elaborate on this thesis here, I am assuming that a social, phenomenological
perspectivism succeeds in reconciling cultural relativism with both normative
and agonistic accounts of morality, analogous to the approach suggested by
Alcoff's "Phenomenology of Racial Embodiment."(Bernasconi,
2001, p. 267-283) Furthermore, I only emphasize the
first person plural in order to stress the Latin American perspective we are speaking from, as opposed to a supposedly
neutral, universalistic standpoint often adopted by philosophers when dealing
with race problems in American and European societies. Even as we realize that
"democracy," "race," and "Latin America" are themselves
European inventions, one cannot talk about "race" without a
systematic hermeneutics of suspicion toward its Eurocentric origins, interests,
and ends.(Bernasconi and Lott, 2000) In phenomenological terms, both the arché and the telos of any theory of race translate and betray geopolitical,
economic strategies of domination. From the very start, I am thus fully
endorsing the premise that no account of race can be dissociated from a
critique of power and a social, historical ontology of ourselves. This simply
means that a Latin American philosophy of race is inevitably bound to both
politics and social psychology, or, in Foucauldian terms, to power and subjectivation. It is my contention
here that a Latin American account of race and racial relations must go beyond
the dialogues de sourds between
modernists and postmodernists and the ongoing debates between liberal,
republican, procedural, and communitarian accounts of democracy and self-other
relations. My working hypothesis is that the social, political gaps that one
finds in most otherwise interesting proposals can be filled in by a
phenomenology of liberation that takes both a philosophy of race and critical
theory into account. What I have dubbed elsewhere the phenomenological deficit
of critical theory allows thus for a phenomenological recasting of a philosophy
of liberation, precisely at the level of a weak social constructionism that
mitigates and mediates some of the too-strong, objectivist claims of Marxism in
liberation philosophy and some of the too-weak, subjectivist
"representations" of postcolonial and cultural studies. In this
sense, the future of liberation philosophy in Latin America hinges upon the
very fate of democracy, itself bound to the ups and downs of globalized capitalism
in developing societies. Insofar as there is no ontological commitment to an
essentialist universalism in globalization, liberation, ethnic studies or world
ethics (Weltethos), I prefer to think
here of a pragmatic perspectivism in semantic, phenomenological terms.
II. Even though one might be careful enough to avoid
any dogmatic definition of race and ethnicity, I must confess in a
straightforward gesture that I am adopting a weak social constructionist
version that fits quite well into social scientists and historians' approaches
to Latin American identity and culture. As George Reid Andrews put it bluntly,
"race is not a scientific fact but a social, cultural, and ideological
construction." (Andrews, 2004, p. 6) Of course, from a philosophical
standpoint, it would be, however, too simplistic to simply eliminate
"race" from any scientific talk about natural history, social
evolution, and ethnology. This is neither meant to simply discard whatever
importance biological, genetic variables might have for some scientific
analyses nor to merely equate race and ethnicity, but within the perspective of
a social philosophy, I am committed here to a weak social constructionist that
reflects a pragmatic, phenomenological perspectivism. I believe that a Latin
American philosophy of race aims at both deconstructing racial democracy myths
(which is in itself a deconstruction of scientific, historical conceptions of
race) and liberating narratives (deconstruction of Eurocentric myths of
liberation, including democracy, liberalism, and socialism), without being
reduced to any aristocratic, libertarian or nihilistic view. In this sense, I
think liberation philosophy recasts Marx, Nietzsche, and Foucault's
hermeneutics of suspicion in normative-agonistic terms that take into account
the mixed blessings of critical theory both in the agonistic, negative
dialectics of first-generation exponents (Benjamin, Adorno, Horkheimer, Bloch,
Marcuse) and in the normative claims of social philophers of the second and
third generations (Habermas, Honneth).
I think that Andrews has correctly understood the
peculiar, paradoxical contribution of the Latin American ethnic, racial makeup in
terms of the idea of mixed race and miscegenation, which has been evoked not
only by European travellers but also by the very proponents of a certain Latin
American identity. If Bartolomé de las Casas, often regarded as the patron
saint of liberation, exemplifies the universalistic strain within the synthetic
paradigm of race, and José Martí the particularistic, revolutionary one, José
Vasconcelos combines these approaches in his utopian project of a cosmic race.
Even if we don't regard "utopian" as "Romantic" in a
pejorative sense, I agree with Carlos Fuentes's critical take on Latin
American, self-deceptive racial myths, epitomized by José Enrique Rodó's Ariel: there is indeed a tendency
towards reverse prejudice, either to demonize Anglo-American or to romanticize
Iberian-Latin influences. The myth of racial democracy can be thus evoked here
in order to make sense of mestizaje (racial
mixing)* and the deconstruction of
purity, as there is obviously no such a thing as a pure mestizo. Among Latin
American social pathologies relating to myths of racial purity, the most
intringuing ones were the whitening and browning that reflect Latin American
self-understandings of their own identity and difference problems. Still, we
must grant that both Las Casas and Martí engaged in moral projects that were
ultimately political and emancipatory. As Vacano pointed out, "the belief
that beneath apparently accidental and superficial dissimilarities lies a basic
human sameness that although it may lie dormant must be made explicit, is a
particularly Latin American conception of race."(Gracia, 2007, p. 2) It is
also a notion that borders on the concept of a people or ethnicity: for Martí a
race is not only defined by its phenomenal characteristics, but by its
cultural, historical life. Therefore, the essence or what others might call the
universal substance or underlying set of properties is the same for all races,
if one thinks of the "human race" broadly construed. Martí does not
elaborate on this point, but it seems that a spiritual and moral desire to be
free is what is common to all men. We can easily infer that most Latin American
accounts of race ultimately refer to a philosophical anthropology and humanist
conceptions. The dramatic and traumatic encounter of Iberian and other European
colonizers and travelers with Native, indigenous peoples and enslaved Africans
in Latin America was not only decisive for the emergence of racially mixed identities but also for the spectacularization of
tropical, anthropofagic subcultures and the consolidation of a self-identity of
exotic cannibalism. I agree thus with Velazco y Trianosky in that "to be a
mestizo [in Latin America] is clearly not to begin from the experience of
racelessness. In this respect the Latin American struggle to liberate oneself
and one's community through the subversive reinterpretation of mestizo identity
is much more akin to the struggles of African Americans than it is to the
in-between experience faced by Hispanic immigrants to the United States."
(Velazco y Trianosky, 2010, p. 295) Furthermore, a Latin American philosophy of
race challenges the hyphenated-American and typically state-regulated
immigration-oriented conceptions of racial policies meant to reflect and
determine imaginable identities. (Corlett, 2003, p. 72f).
Because of variously conceiving of a pure race or pure
conceptions of race, racism will inevitable arise. Hence, the deconstructing
motif of mestizaje or mixed race proves to be a quite pervasive one as a
countermovement, as it were, to inevitable surges of racism. In effect, most
Latin American philosophers would agree that Latin American identity seems to
favor such a privileged conception of mixed races through the very
contingencies that led to the development of mestizos, mulattos, morenos,
pardos, zambos and all kinds of mixed-racial combinations in the subcontinent. In
this sense, Linda Alcoff has rightly attacked Samuel Huntington's controversial
remarks about Hispanics and Latin American immigrants having to become like
Anglo-Americans in order to accomplish the American Dream.[ Samuel Huntington, Who are We? The Challenges to America¹s National Identity (New
York: Simon and Schuster, 2004), p. 243, apud Alcoff, Linda Martín,
"Comparative Race, Comparative Racisms," in Black Ethnicity/ Latino Race? edited by Jorge Gracia,
Cornell University Press, 2007. ] As
Stephen Satris also denounced, racial supremacy unveils the white qua pure as
opposed to the colored other. (Zack, 1993, p. 54) After all, the Other will
always be a threat whenever one takes ethnic identity as an exclusivist view of
homogeneous, fixed cultural traits or ritual features such as religious,
customs, daily practices. In effect, if there is anything universal –not
necessarily eligible for a Kantian ideal of universality— it is racism or
racist conceptions of race, regardless of scientific and ideological
justifications.(Bernasconi, 2001, p. 12ff) The Rawlsian distinction between concepts and
conceptions (to oppose his own conception of justice as fairness to competing
concepts of justice, such as folk concepts of a sense of justice and
theoretical accounts) has recently been evoked by Joshua Glasgow's A Theory of Race (2009), which sought to
recast the normative grounds of the semantic-ontological problem of race, by
propounding Racial Reconstructionism as a
third-way substitutionism between the Anti-Realism of eliminativist
conceptions of race (i.e. that we should eliminate race-thinking entirely, e.g.
Appiah, Blum, Corlett, Zack) and the Realism of anti-eliminativists who
advocate some form of Racial Conservationism (Du Bois, Outlaw, Sundstrom,
Taylor). According to Glasgow, "the race debate is about whether to
eliminate or conserve contemporary, public, folk racial discourse." In
order to make sense of folk concepts of race, however, specialists in racial theory
tend to rely on what historical experts mean by "race."(Glasgow,
2009, p. 42) In order to avoid normative and empirical gaps between the thick
semantics of scientific, biological accounts and the thin conceptions of social
constructionists, Glasgow resorts to a Rawlsian reflective equilibrium that
seeks to strike a normative balance between our theoretical, categorical, and
possible case intuitions to warrant modifications in our theories (for example,
when evident mixed-race identities push us to eliminate the one-drop rule), and
vice-versa, as our policies and practices are affected by our theoretical
conceptions. Even though I find Glasgow's proposal of a Folk Empirical Theory highly
original and seducing, I believe that its semantic indeterminacy of race leaves
much to be desired. Even if one grants that it is not a matter of simply
replacing one term with another, say, politically correct, in order to denounce
racial slurs and various forms of racism, there remains the
semantic-ontological problem of the social interactions and use of language in
intersubjective, everyday practices, dealings, and communication –what has been
identified, since Husserl and Schutz, with the lifeworld (Lebenswelt) and practical interplays of the familiar and the
strange (Heimwelt and Fremdwelt) in a phenomenology of
sociality, thoroughly cultural and historical.(Steinbock, 1996, p. 198) It
seems that a crucial social, phenomenological deficit betrays thus the
normative gap between Glasgow's articulation of ontology and semantics -- to my
mind, a frequent blind spot in many analytic accounts. Whether racial terms
purport to refer to natural or social kinds, so that the ontological is said to
be prior to the normative, whether the semantic is manifest prior to the
ontological and our task mainly consists in establishing normativity and
finding an adequate ontological and semantic framework, so as to eliminate
biological pretensions and semantic distortions, we
still have to face the social reality of racism. It seems, instead, that racism
must be tackled from the three fronts at once: ontological, intersubjective,
and semantic-linguistic. This is precisely what I have dubbed a
phenomenological correlation that takes the three perspectives as conceptual
framework references to map and address the question, which Glasgow has
correctly raised: what do we mean by race today? As it could be argued in terms
of a philosophy of liberation, we cannot simply discard historical, empirical
conceptions of race, however wrong and misleading they were, precisely because
of our commitment to moral normativity. In my own understanding of human reality,
history has taught us both particularism and universalism, both cultural
relativism and moral normativism. History does teach
us some great, valuable things, of truly moral value, but, echoeing Arnold
Toynbee's dictum, we are bad students of history. In
order to reread the making of Latin American identities from history's
underside, we must revalue all values, as it were, precisely because no value
was positively given in the first place. (Alcoff and Mendieta, 2003, p. 407
ff.) No one in her sound mind dares to call into question today the moral evils
of racism as historically recorded in genocides, slavery, ethnic persecutions,
and monstruous events such as European pogroms and the Holocaust (Shoah). One cannot fix the moral errors
of the past but we all (Latin Americans, Americans, Asians, Africans, and
Europeans alike) can responsibly avoid repeating the same historical, moral
errors. This certainly hinges upon a moral view of the world, as Nietzsche
suspected, but this poses no problem, as I am assuming that moral realism, in
the least analysis, cannot be sustained: there are no moral facts, only moral
interpretations. Anti-realism in ethics and political philosophy can be thus
said to be correlated to the historical realism of events and social institutions.
Mutatis mutandis, a weak version of
social constructionism is anti-realist to the extent that it refuses
universalism, it resists essentialism, and it refers back to the empirical
realism of particular, historical facts and social ontology. To quote Naomi
Zack's take against biological racism, "there are no scientific facts
about race that support the ordinary concept of race. There are historical
facts about 'race' as a social concept."(Zack, 1993, p. 10)
III. As pointed out in the first part of my paper,
folk conceptions of race --in Latin America, in the US and elsewhere—assume, in
our common lifeworlds, that there are whites, blacks, Asians, and indigenous
peoples (usually identified as Indians, Native Americans or Amerindians, in
Latin America). Grosso modo,
geographical, historical, and cultural (especially, ethnic and linguistic)
features would be decisive here. Color perceptions might vary, but color does
play a decisive role --especially in Latin America-- and it has often been more
associated with biological as opposed to social, ethnic features. Hence,
gradual variations in things like skin color, hair texture, or bone structure,
although not allowing for a neat distinction of human races, seem to refer to
something real or natural (biological features, such as dark vs. light skin) as
opposed to racial prejudice, discrimination, racism, which betray the social
construction of racial concepts and are also to be found in self-identity and
self-understandings of race, such as in US-American and Latin American
conceptions. By stressing the paradoxical self-perceptions of mestizaje and
racial ideologies of whitening and browning in Latin America, I think that we
can now better understand my strategy in recasting a deconstructing view of
liberation philosophy. It is generally assumed that the philosophy of
liberation emerged with the publication of five volumes on the ethics of Latin
American liberation, written by Enrique Dussel between 1970 and 1975 (Para una
ética de la liberación latinoamericana). According to Dussel, we can divide the
historical conception and developments of Liberation Philosophy in four main
periods, following the European invasion of the 16th century (Dussel, 1996,
p.2):
1. The critique of the conquest (1510–53):
"implicit" Liberation Philosophy
2. The philosophical justification of the first
emancipation (1750–1830)
3. The "third Liberation Philosophy being
articulated now" (since 1969)
3a. Antecedents: José Carlos Mariátegui, the Cuban
Revolution of 1959.
3b. First explicit phase: from 1969 to 1973
("stage of constitution")
3c. Second phase: from 1973 to 1976 ("the stage
of maturation")
3d. Third stage: from 1976 to 1983 ("the stage of
persecution, debate, confrontation")
4d. Fourth stage: "up to the the present... the
stage of growth and response to new problematics" --where Mendieta, Alcoff
and others have situated the political-philosophical problem of liberation vis
à vis critical theory.(Alcoff and Mendieta, 2000; Mendieta, 2003a). My own
self-understanding and critical appropriation of liberation philosophy is to be
situated right here, at the intersection of Latin American liberation with the
semantic, pragmatic transformations of Critical Theory from its first utopian,
negative critique of technological, capitalist domination towards the theory of
communicative action and recognition to be found in Habermas and Honneth. In
effect, to the extent
that it systematically seeks "to liberate human beings from the
circumstances that enslave them" (Horkheimer 1982, 244), the social
philosophy of praxis associated with the Frankfurt School, known as Critical
Theory (Kritische Theorie), as
opposed to "traditional" theory, can be fairly characterized as a
liberationist critique of totalitarianism and late capitalism’s structures of
oppression and social pathologies. It is no wonder that several thinkers
relating to the Frankfurt School, such as Benjamin, Bloch, Fromm, and Marcuse,
exerted indeed a decisive influence upon Latin American liberation theologians
in their struggles for recognition amid military dictatorships and
authoritarian violation of human rights in the 60s, 70s and 80s. The arduous
paths leading from authoritarian to democratizing lifeworlds in Latin America
attest to the normative thrust implicit in the so-called "transition to
democracy," whose structural transformation properly deserves to be
described and understood in critical-theoretical terms as an alternative to
both revolutionary and reformist models. On the other hand, as Bresser-Pereira has
argued, it remains to be shown, elsewhere but particularly in Latin America,
how one can get actual democratic institutions, an egalitarian political
culture and a democratic ethos without presupposing a capitalist, bourgeois
revolutionary process (just like the English, American, and French revolutions
led to the establishment of economic and political liberalism in these
countries). (Bresser-Pereira, 2009) That being said, the so-called Marxist
analysis used by liberation theologians and philosophers must be critically
reexamined, beyond the facile polarizations of Cold War ideologies. In effect,
the grassroots movements associated with third-world struggles for liberation
transcended theological circles and Latin American territories, as attest the
educational, social, and political activism led by Paulo Freire, Fernando
Henrique Cardoso, Frantz Fanon, and then metal worker leader Lula da Silva
(Brazil's current president). The liberationist appropriation of Frankfurt
thought is quite problematic, to say the least, and the equation of the
theological movement with a supposedly relevant "philosophy of
liberation" is, to my mind, as misleading and problematic as the idea of a
Christian philosophy. Nevertheless, some of the first-generation liberation
theologians were also trained as philosophers and did write and publish seminal
works on a certain philosophy of liberation. Enrique Dussel, Ignacio Ellacuría,
and Juan Carlos
Scannone were among the most important representatives of such a constellation.
Other thinkers, such as Leopoldo Zea, Augusto Salazar Bondy, Arturo Roig, and
Horacio Cerutti could be also mentioned, but I am particularly interested in
Ofelia Schutte's contributions to an ongoing intercultural, interdisciplinary
conception of liberation philosophy, which tends to depart from Dussel's
post-Heideggerian, Levinasian reformulation of a Marxist ethics of liberation
and takes into account recent developments in Latin American philosophy of race
and ethnicity, esp. in light of the contributions by Linda Martín Alcoff and
Jorge Gracia. I am deliberately leaving Eduardo Mendieta as I tend to side with
him in my critical-theoretical approach to the phenomenology of liberation. (Mendieta,
2003b)
From a Latin American liberationist perspective, we must inevitably start
from a given historical, social condition of oppression, colonization, and
domination. The social ontology at issue, as Dussel reminds us, is to be thought,
as it were, in der Praxis, both in
its material, economic conditions and in its historical, existential openness
toward social transformation, as already thematized by Marcuse's utopian
project of liberation, successfully combining a Hegelian reading of Marx with a
post-Heideggerian reading of alterity (esp. Levinas and Sartre).
"Liberation," as Dussel and the earlier liberation thinkers pointed
out, emerges first of all as a radical hermeneutic, semantic turning-point
within the Latin American social reality that drastically changed after the
Cuban Revolution on January 1, 1959. In order to counter communism, there were
military coups all over the subcontinent, with a little help from the CIA and
US national security ideologies. In fact, many of the greatest phenomenologists
in Latin America were forced into exile because of military regimes that took
power in Argentina (1962-1963, 1966-1973, 1976-1983), Brazil (1964-1985), Chile
(1973-1990), and Uruguay (1973-1985). The most important cultural movement in
Latin America in the second half of last century was thus closely tied to
peasants and grassroots, social movements which sought to resist military
authoritarianism. Many Continental thinkers related to phenomenology (such as
Sartre, Levinas, Ricoeur, and Foucault) or to the Frankfurt School (Benjamin, Bloch,
Marcuse, Apel, Habermas) were then evoked by liberation thinkers in the 60s,
70s, and 80s (Alves, Gutiérrez, Boff, Dussel). It is very interesting to recall
that Foucault's lectures on biopower and biopolitics in the 1970s were then
articulated (some of them, for the first time, in several talks he gave in
Latin America), as he attempted to investigate how racial struggles, race wars,
and racial discourses were used by governmental institutions to manage entire
populations as another systemic form of normalization. Even though Dussel mentions
some of Foucault's archeological and genealogical contributions to critical
analyses in Latin American struggles for liberation, he seems to dismiss them,
together with Habermas's critique of ideology, as still belonging to European
analytic and dialectical conceptions that failed to bridge theory and praxis,
as neither takes into account the Marxian continuum between social life and
economic conditioning, particularly reified in alienated labor and false
consciousness.
As I have shown elsewhere, the critique of late capitalism and the ongoing
democratization of emerging societies and developing countries remain a complex
process that has engaged diverse segments of civil society.(De Oliveira, 2004)
Now, I think that Dussel has correctly identified some of the difficulties inherent
in the Habermasian systemic-lifeworldly paradoxes of modernity. I also believe
that Dussel has convincingly refused to embrace a Foucauldian-like
postmodernist demonization of social institutions. However, I am not convinced
that his ethics of liberation has sufficiently explored some of the very
problems that both Foucault and Habermas unveil in their respective attempts to
account for the contradictions and paradoxes of modernity, in order to make a
case for liberation in systemic and lifeworldly terms. For one, Dussel seems to
avoid dealing with the normative and sociological deficits that Habermas and
Honneth have rightly spotted in the
first-generation accounts of critical theorists, namely, the very idea of a
democratic ethos that is missing in most egalitarian accounts that tend to
downplay individual freedoms and civil rights. On the other hand, both Foucault
and Habermas have offered insights into the technological transformations that
have revolutionized our geopolitical, juridical views of society,
socialization, and power relations. Finally, both Foucault and Honneth have
renewed a pragmatist approach to self-development and intersubjective accounts
of alterity and recognition that allows for interesting rapprochements with psychology
and ethnology.
I thus fully endorse Ofelia Schutte's critical theory
of liberation as she sets out to "understand the relationship between
liberation, cultural identity, and Latin American social reality from the
standpoint of a historically rooted critical philosophy."(Schutte, 1993 p.
1) In effect, for Schutte the quest for cultural identity is precisely what
brings about a philosophy of liberation, whose ultimate goal is "to
provide methods of critical analysis and models for practical action [...so as]
to defend the cultural, political, and economic integrity of the people of the
region."(Schutte, 1993 p. 173f.) Furthermore, beyond the properly social,
political dimensions of liberation Schutte argues for a view of liberation that
"reaches also into the personal," including thus "a
psychological and existential component to the liberation process."
(Schutte, 2004, p. 184) Hence Schutte critiques Dussel's totalizing, dualistic
approach to the task of liberation (according to which the Other's morally good
alterity must overcome the absolute evil of the dominating Totality). Schutte
ends up unmasking the supposedly radical thrust of its liberatory program, as
it unveils a metaphysical, idealist, and essentialist conception of power, akin
to Mariátegui's economic determinism in his approach to "the problem of
the Indian," as the problem of race is not properly thematized in
philosophical terms. Dussel seems to go a step further but remains somewhat
hostage to the materialist Marxist analysis insofar as the oppression of the
Amerindian belongs to a broader framework of systemic oppression.
Now, Dussel has of course revised his own position,
following Schutte's critical remarks, and as it was pointed out before, there
have been substantial shifts within liberationist thought so as to include
environmental, ethnic, race- and gender-related issues in their discussions on
liberation. I firmly believe that, insofar as it remains bound to the fate of
Latin American democratic institutions, the future of liberation must take the
deconstructing path of a critical, social philosophy of race whose normative
and empirical fields of interdisciplinary, intercultural research hinge upon
the phenomenological correlation of a social ontology, an intersubjective
theory of alterity, justice, and recognition, and a moral grammar of
liberation. After all, a normative-democratic
model of liberation is not necessarily opposed
to an agonistic one, insofar as it is to be accomplished not only by
social movements from below (such as the landless workers and the liberationist
ecclesial communities) let alone by governors, the elites or intellectuals, as
it were, from above, but ultimately by civil society as a whole and its
reflective commitments to solidarity and networks of social cooperation. It is
in this sense that different social philosophers such as Foucault, Habermas,
and Honneth can contribute to our own search of a new way of doing social
phenomenology. It is thus by undertaking anew the radical hermeneutic turn
inherent in Liberation Philosophy, by deconstructing liberation both in a pro-active,
constituting and in a passive, historically-constituted sense, that a
Phenomenology of Liberation seems to be in order in Latin America today. In
effect, to a certain extent, one cannot speak of Latin American philosophy in
the same way that we usually refer to, say, French, British, German or American
philosophy, as both the factual and modal claims that "there is or there could be a characteristically Latin
American philosophy" remain under suspicion (Nuccetelli, 2003, p. 524). As Gracia pointed out, it turns out that
the phrase "'Latin American philosophy' (filosofia latinoamericana) in Latin America is taken to be
inferior, weak, and derivative, in comparison with 'European' or 'American'
philosophy."(Gracia, 2005, p. 415) And yet it seems reasonable to speak of
Liberation Philosophy as one of the best and most original samples of Latin
American philosophy –in the way, say, one might refer to Cartesian rationalism,
British empiricism, German idealism or American pragmatism as established
schools and trends in these countries. Therefore, the moral and political
philosophy proposed and developed by several neo-Marxist and social thinkers in
Latin America constitutes an important chapter in the formation of Latin
American identity, hence the importance of taking race and ethnicity seriously.
As we take into account Schutte's perspectival and Gracia's metaphysical approaches as
non-essentialist takes on race and ethnicity, not only in Latin America but
also in the US, we may as well move towards what would be a Pan-American
conception of Hispanic or Latino identity, or a Latino pan-identity in the very
quest of liberation. If a wide reflective equilibrium allows for such a pan-ethnic
identity within different comprehensive views, say, of mixed-raced Native
Americans, Amerindians, Afro-Latin, African-Americans, mulattoes, zambos and
others, we come full circle in our own attempt to establish the correlation
between ontology, subjectivity, and language. Since race and ethnicity do not
have fixed contours, as they change over time with the very dynamics of
cultural, demographic, and social transformations, we may speak of diasporic,
hybrid conceptions of race and ethnicity that not only overlap on many
occasions but also influence each other, even as they point to their
paradoxical indeterminacy. (Benhabib, 2002, p. 194; Garcia Canclini, 1995, p.
14) It is not so much a semantic problem or a realist predicament of sorts
–whether biological or social kinds— that could be made reducible to
ontological or linguistic commitments (ethnos,
genos, nations, tribes, and peoples),
as it is fundamentally a social problem that entails intersubjective thinking,
normativity, and a critique of power. As
a classical example we might evoke here the so-called three-race account found
in the Hebrew Biblical story of the Sons of Noah (Shem, Ham, and Japheth), that
was later appropriated by racist, ideological narratives such as Gobineau's,
along the lines of Foucault's contention that the race war "is not a clash between two
distinct races...[but] the splitting of a single race into a super-race and a
sub-race." (Il faut défendre la
société, in Foucault, 1997, p. 61)
IV. Now, the phenomenological deficit of
critical theory ultimately unveils communicative networks and lifeworldly
practices that resist systemic domination, as we have learned from Foucault’s
critique of power, especially in light of his recently published Cours au
Collège de France on subjectivation and recasting Habermas’s and Honneth’s
readings. Hence, this phenomenological deficit holds both for Honneth in the
dynamics of recognition and for Habermas, in his recourse to communicative
action. In order to settle ongoing struggles for liberation and recognition
neither liberal nor socialist proposals for social peace (contractarian,
procedural, communitarian, agonistic and others) seem to sufficiently account
for the phenomenological tensions between identity and difference, sameness and
otherness, the abstract and the concrete, the familiar and the alien, parts and
whole. (Honneth, 1991) This is precisely what we have characterized as concrete
tensions between private and public interests, material and ideological
relations, theoretical and practical intents, in a word, what Honneth has
characterized as "social pathologies," following Marx’s highly
original approach to the existing contradictions, shortcomings, and
inequalities in the capitalist societies of his own times. (Honneth, 1996) A
phenomenology of liberation must thus carry out the radical hermeneutic,
deconstructive thrust of its emancipatory project in the following programmatic
terms:
1. Insofar as it realizes
and fulfills itself qua static,
genetic and generative phenomenology, Husserl’s transcendental phenomenology
may be regarded as a proto-hermeneutics, paving the way to Heidegger's
hermeneutic turn.
2. Only by means of a
phenomenological hermeneutics can we rescue the fundamental sense of ontology,
so as to avoid ontic and essentialist reductions, insofar as human modes of
being (i.e., pertaining to Dasein as In-der-Welt-sein), actions and
activities overall (praxis) cannot be reduced to a mere theoretical
presence-at-hand (Vorhandenheit) or "poietical"
readiness-to-hand (Zuhandenheit), like other beings in nature (stones
and living beings) and fabricated (artifacts, artworks, and human-made things),
so that our world-disclosing techniques and practices toward worldless and
poor-in-world beings foster our own development and self-understanding, as we
relate to ourselves and to our environment. Human environment is essentially
social, historical, and cultural, hence a correlation of self-understanding and
technique underlies the ongoing domination of nature and struggles for
recognition as an interplay of the will to power.
3. Deconstruction is a
radical hermeneutics: since there is no such a thing as a transcendental
signified we are always already situated in relation to the very moments of
signification in our social reproduction through social representations,
symbolic, cultural, and theoretical concepts and philosophemes (in Derrida's
Nietzschean terms, metaphoricity, différance).
4. The main task of a
Phenomenology of Liberation is to think the unthought-of in the very
impossibility of justice (assuming that justice to come, justice à venir, is the quasi-Messianic motif of ongoing struggles
for liberation) within the limits of the possible (power). The social utopian
horizons of liberation cannot fulfill or exhaust democratic, egalitarian claims
and struggles for mutual recognition, beyond self-deceptive mechanisms of
social control and technologies of the self.
5. By effecting a
rapprochement between the procedural conceptions of a reflective equilibrium (J. Rawls) and the lifeworld (J. Habermas) we aim at a hermeneutics of normativity
correlated to the facticity of a democratic ethos inherent in a pluralist,
political culture, capable of integrating semantic and pragmatic aspects of a
diversity of practices and codifications (modus
vivendi) that subscribe to possible, actual, and imaginable overlapping consensuses, especially when
dealing with universalizable questions of human rights and public policies.
6. We can thus seek to
revisit the conception of a postnational, democratic ethos, including its
different versions of deliberative
democracy (Rawls, Cohen, Fishkin, Habermas) so as to recast the (Habermasian)
problem of juridification (Verrechtlichung),
beyond its original pejorative, negative sense, associated with the economic,
financial, and administrative reductionisms that one might find, say, in a
neoliberal, corporate globalization qua technical, systemic colonization of the
lifeworld. A phenomenology of liberation rehabilitates in formal-pragmatic
terms a positive juridification insofar as it articulates a social ontology
with intersubjective struggles for recognition and a grammar of liberation,
beyond the reification of labor and productive relations. (Habermas, Honneth).
7. Following
Foucault, Apel, and Habermas, the three paradigms of ontology, subjectivity,
and language are said to be co-constitutive and interdependent, insofar as they
account for the problem of the social reproduction of the modern, rationalized
lifeworld through the differentiated models of a sociological descriptive
phenomenology, of a hermeneutics of subjectivation, and of a formal-pragmatic
discourse theory. Just as a Kantian-inspired "transcendental semantics" accounts
for the articulation of meaning ("Sinn und Bedeutung," in
Kant's own terms) in the sensification (Versinnlichung)
of concepts and ideas as they either refer us back to intuitions in their
givenness (Gegebenheit) of sense or are said to be
"realizable" (realisierbar) as an objective reality (since
ideas and ideals refer, of course, to no sensible intuition), a phenomenological-pragmatic
perspectivism recasts, by analogy, the phenomenological, hermeneutical semantic
correlation (Bedeutungskorrelation) between ontology, subjectivity, and
language without presupposing any transcendental signified, ontological dualism
(or Zweiweltenthese), or binary
relationship between subject and object, theory and praxis, oppressors and
oppressed. And yet the very irreducibility of the hermeneutic circle, together
with the incompleteness of its reductions inherent in such a
systemic-lifeworldly correlation, seems to betray a quasi-transcendental,
perspectival network of signifiers and language games. The modern phenomenon of
juridification (Verrechtlichung) turns out to be a good example of this
new version of the same problem of accounting for the normative grounds of a
critical theory of society. Habermas's wager is that his reconstructive
communicative paradigm succeeds in overcoming the transcendental-empirical
aporias through a "linguistically generated intersubjectivity."(Habermas, 1987, 297)
V. My ongoing research in social
phenomenology has sought to articulate the normative and empirical claims
inherent in a Latin American philosophy of liberation that takes racial
discourse into account. As I pointed out, the myths of racial democracy play a
decisive role in the formation of ethnic identity in Latin America and remain
paramount for the consolidation of a truly egalitarian democracy. Gilberto
Freyre's 1933 seminal book Casa-Grande e
Senzala (ET: The Masters and the
Slaves) has been hailed as the most representative work on Brazilian
identity ever, opening up endless debates on collective self-esteem,
self-understanding, and race relations in Brazil, esp. racial mixture, the
quasi-romantic idealization of the mulatto (pardo,
moreno), and the so-called myth of "racial
democracy" –even though there is no occurrence of the term in this book.
Beyond its immediate context of the contemporaneous discussion on regionalism
versus universalism following the Modern Art Week in 1922, Freyre's analyses
contributed to new, comparative readings of slavery systems and racism in the
Americas. One particular upshot of the racial democracy myth is the ideology of
whitening and the concomitant practice of miscegenation or race mixture,
described by many scholars as the primary pillar of white supremacy in Latin
America, particularly in Brazil (Twine, 1997, p. 87). According to Twine, the
whitening ideology "was originally coined by the [Latin American] elite to
reconcile theories of scientific racism with the reality of the predominantly
nonwhite population of their country" toward the turn of the 19th century.
Thus Afro-Latin American children are systematically disempowered as they learn
not to talk about racism, regarded as a taboo subject for discussion with their
parents and peers.(Twine, 1997, p. 153) It was such a perverse circle that
racial democracy has been fueling for decades throughout generations and it was
only recently, especially after the end of military dictatorships in Latin
America, that middle-class and the average citizen began talking about these
social pathologies. Most Latin American citizens have certainly been socialized
into a racist, paternalist political culture, so full of contradictions and
shortcomings when compared to the normative, regulative ideals of the
democratic, egalitarian yardstick. And yet, this making of a political culture
is only sustained to the extent that Latin Americans also produce and reproduce
such a culture. The shift from a hypocritical racial democracy towards a truly
pluralist democracy has in effect been the only way out of the elitist
pseudoliberalism of both military and civilian calls to "modernize"
Latin America. Just as the aestheticist regionalism and nationalism of the modernist
movement of the 1920s gave way to a technocratic, nationalist modernization in
the 1950s and 1960s only to highlight the oligarchic, hierarchical relations of
power that made Brazil one of the most socially and economically unequal
nations of the planet, a moral revolution from below alone can secure the rule
of law for all and call for a public, democratic distribution of primary goods.
If Brazil remains too far from a well ordered society and public participation
in the bargain processes is still remote from vast, excluded segments of the
population, the political thrust of social movements meets a
fortiori the normative criteria of a concept of democracy that defies and
transgresses any corrupted, systemic "power that be" for the sake of
the people. The egalitarian premises in Affirmative Action procedures can do
precisely that, whenever one has to be reminded that the outcast in Latin
America discover their own identity as citizens, rights-bearers or as
end-in-themselves only when they become visible in the public sphere and get
talked about in the media. Hence a radical critique of racial relations, state,
and society is not necessarily opposed to the normative ideals of a philosophy
of liberation.
In full agreement with Andrews, I believe that because
race does matter in Latin America "black activists, aided by black and
white scholars and intellectuals, lobbied intensively for the addition of
racial data to recent Brazilian, Costa Rican, and Uruguayan censuses and are
currently lobbying for their addition to censuses in Colombia and Panama."
National population census have been carried out in most Latin American
countries every ten years, on a regular basis, since the 1980s and 1990s. In
Brazil, the first census was taken in 1872 and the Brazilian Institute of
Geography and Statistics has been performing national censuses every 10 years
since the 1930s –the next one will be carried out this year. It is very
interesting the way public discussions about race and color have contributed to
deconstructing the myth of racial democracy in that country and consolidating
its social, democratic institutions, especially insofar as they unmask racial
inequalities and subtle forms of racism. Affirmative action has come to the
fore of ongoing debates opposing different camps across the complex spectrum of
positions that denounce cultural browning, whitening ideologies and
Europeanization. These social pathologies, crystallized in racist and
racialized conceptions, betray the relevance and the inescapability of race in
public discussions about inequalities in Latin America. The empirical findings
of censuses, polls, and surveys point to this inevitable social construct and
its key role in shaping democracy. As Andrews put it, "If race truly did
not matter –if it did not play a powerful role in determining how much
education one receives, what kind of job one works at, how much salary one
earns, even how long one lives –we would not need these data." (Andrews,
2004, p. 206 f.)
(*) I am using the term "mestizaje" (Portuguese, mestiçagem; French, métissage) to allude to all possible mixed-racial combinations so
as to comprise not only European and Amerindians, but also Aficans and
mixed-raced groups. An original draft of this paper was read at the University
of Oregon on January 19, 2010. I am grateful to Naomi Zack, José Mendoza, and
Peter Warnek for their critical remarks and suggestions.
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Related Links:
Toward a Latin American Indigenous Philosophy
Wiki entry on Latin America
Wiki entry on Hispanic and Latino Americans
Wiki entry on Immigration
Wiki entry on Indigenous peoples of the Americas
Wiki entry on Mestizaje
World Social Forum
Adital: Noticias de América Latina y Caribe
The Internet Encyclopedia of Philosophy: Ethics
Stanford Encyclopedia of Philosophy: Affirmative Action
Centre for Applied Philosophy and Public Ethics
Markkula Center for Applied Ethics
Carnegie Council for Ethics in International Affairs
PHIL 3750 Social and Political Philosophy
REL 1220-011 WORLD RELIGIONS and GLOBALIZATION
Critical Theory Seminar: Habermas and Honneth
Liberation Seminar: Latin American Theology and Political Philosophy
In God's Name: Reformed, Catholic, Jewish
Bob Dylan & Joan Baez, "With God On Our Side" (1963)
Martin Luther King, Jr, "I have a dream" (1963)
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